Filling information for AWM Investment Company, Inc. as Treemap, investor disclosed 127 total holdings based on 2023-06-30 SEC fillings. A list of the exposed holdings
Product description
| CUSIP | Symbol | Name | Title Of Class | Value in 1000's | Amount | |
|---|---|---|---|---|---|---|
| 516548203 | 516548203 | Lantronix, Inc. | common | 3207738 | 761933 | |
| 999999999 | 999999999 | Ideal Power @8.90 8/5/25 9.99 | warrants | 157464 | 39366 | |
| 64130M100 | 64130M100 | NeuroOne Medical Technologies | common | 660000 | 550000 | |
| 008073108 | 008073108 | Aerovironment, Inc. | common | 6669474 | 65208 | |
| 90385V107 | 90385V107 | Ultra Clean Holdings, Inc. | common | 4583970 | 119188 | |
| 74837P405 | 74837P405 | QuickLogic Corporation | common | 3815964 | 415230 | |
| 759916109 | 759916109 | Repligen Corporation | common | 14146000 | 100000 | |
| 45685K102 | 45685K102 | Infusystem Holdings, Inc. | common | 19260000 | 2000000 | |
| 35180X105 | 35180X105 | Franchise Group, Inc. | common | 3367921 | 117595 | |
| 451622203 | 451622203 | Ideal Power, Inc. | common | 1926716 | 163281 | |
| 17306X102 | 17306X102 | Citi Trends, Inc. | common | 4540527 | 257108 | |
| 98986M103 | 98986M103 | Zynex, Inc. | common | 1638758 | 170882 | |
| M1R95N100 | M1R95N100 | Arbe Robotics, Ltd.(Israel) | common | 22291076 | 7713175 | |
| 28531P202 | 28531P202 | ElectroCore, Inc. | common | 1211099 | 247163 | |
| 09173B107 | 09173B107 | Bitfarms, Ltd. (Canada) - U.S. | common | 283694 | 192989 | |
| 817323207 | 817323207 | Sequans Communications S.A. AD | common | 6528147 | 2927420 | |
| 999999999 | 999999999 | VIQ Solutions @1.39 1/21/23-7/ | warrants | 187000 | 1700000 | |
| 156492100 | 156492100 | Century Casinos, Inc. | common | 11672663 | 1644037 | |
| 999999999 | 999999999 | eMagin Corp @.78 10/9/19-10/9/ | warrants | 2479740 | 1947491 | |
| 25065K104 | 25065K104 | Destination XL Group, Inc. | common | 46056555 | 9399297 | |
| 29772L108 | 29772L108 | Eton Pharmaceuticals, Inc. | common | 553779 | 158676 | |
| 68752M108 | 68752M108 | Orthofix Medical Inc. | common | 6093119 | 337382 | |
| 208077520 | 208077520 | Tela Bio, Inc. | common | 3798750 | 375000 | |
| 75629F109 | 75629F109 | Societal CDMO, Inc. | common | 11138758 | 10126144 | |
| 05368M106 | 05368M106 | Avid Bioservices, Inc. | common | 13730079 | 982826 | |
| 030111207 | 030111207 | American Superconductor Corp | common | 13949164 | 2228301 | |
| 960908309 | 960908309 | Westport Fuel Systems, Inc. (C | common | 2950655 | 383202 | |
| 500600101 | 500600101 | Kopin Corporation | common | 18375504 | 8546746 | |
| 268211109 | 268211109 | DZS, Inc. | common | 516727 | 130158 | |
| 03815U300 | 03815U300 | Applied DNA Sciences, Inc. | common | 1044648 | 809805 | |
| 53632A102 | 53632A102 | LiqTech International, Inc. | common | 810000 | 250000 | |
| 29385B109 | 29385B109 | Enthusiast Gaming Holdings, In | common | 446959 | 897100 | |
| 92663R105 | 92663R105 | Viemed Healthcare, Inc. (US) | common | 2355454 | 240844 | |
| 60742B110 | 60742B110 | Mobilicom Ltd. @5.00 8/31/27 A | warrants | 72620 | 363100 | |
| M68830112 | M68830112 | MediWound Ltd. | common | 1499998 | 142857 | |
| 900450206 | 900450206 | Turtle Beach Corporation | common | 6726547 | 577386 | |
| 999999999 | 999999999 | Clene Inc. @1.10 6/16/26 (60da | warrants | 950000 | 5000000 | |
| 999999999 | 999999999 | Kopin Corporation pre-funded @ | warrants | 12840000 | 6000000 | |
| 75601G109 | 75601G109 | The Real Good Food Company, In | common | 2436443 | 702145 | |
| 749119103 | 749119103 | Quotient Technology, Inc. | common | 576000 | 150000 | |
| M81865111 | M81865111 | RADCOM, Ltd. (Israel) | common | 6530304 | 690307 | |
| 999999999 | 999999999 | Ideal Power @.001 (pre-funded) | warrants | 2994940 | 253830 | |
| 36872P103 | 36872P103 | Genasys, Inc. | common | 11308814 | 4349544 | |
| 30041T104 | 30041T104 | Everspin Technology, Inc. | common | 18477480 | 2006241 | |
| 90177C101 | 90177C101 | Twin Vee PowerCats Co. | common | 2012011 | 949062 | |
| 68752L100 | 68752L100 | OrthoPediatrics Corporation | common | 18142060 | 413730 | |
| 25862B109 | 25862B109 | DoubleDown Interactive Co Ltd | common | 253963 | 26427 | |
| 60742B102 | 60742B102 | Mobilicom Limited (Australia) | common | 652784 | 426656 | |
| 73931J109 | 73931J109 | PowerFleet, Inc. | common | 8482614 | 2827538 | |
| 36165A102 | 36165A102 | Gee Group, Inc. | common | 1170704 | 2285192 | |
| 65540B105 | 65540B105 | Noodles & Co. | common | 3043501 | 900444 | |
| 65487K100 | 65487K100 | nLight, Inc. | common | 7569400 | 490882 | |
| 683416101 | 683416101 | Ooma, Inc. | common | 21106922 | 1409948 | |
| 746237106 | 746237106 | PureTech Health PLC-ADR (Brita | common | 2117500 | 70000 | |
| 02913V103 | 02913V103 | American Public Education, Inc | common | 708014 | 149370 | |
| 87427V103 | 87427V103 | Talkspace, Inc. | common | 1495867 | 1177848 | |
| 44984F302 | 44984F302 | INVO Bioscience, Inc. | common | 127267 | 623860 | |
| 04965B100 | 04965B100 | Atomera Incorporated | common | 482350 | 55000 | |
| 52472M101 | 52472M101 | Legacy Housing Corp. | common | 1898009 | 81846 | |
| 68401U204 | 68401U204 | OptimizeRx Corporation | common | 6362880 | 445268 | |
| 63008G203 | 63008G203 | Nano Dimension, Ltd. ADR (Isra | common | 1916434 | 663126 | |
| 999999999 | 999999999 | Clene Inc @1.50 6/16/30 (60day | warrants | 1350000 | 5000000 | |
| 92912L106 | 92912L106 | voxeljet AG, ADR (Germany) | common | 2382438 | 1361393 | |
| 925815102 | 925815102 | Vicor Corporation | common | 7151436 | 132434 | |
| 55003A108 | 55003A108 | Lulu's Fashion Lounge Holdings | common | 506000 | 200000 | |
| 68280L101 | 68280L101 | OneWater Marine, Inc. - CL A | common | 6342000 | 175000 | |
| 538146101 | 538146101 | LivePerson, Inc. | common | 9421832 | 2084476 | |
| 999999999 | 999999999 | Movano, Inc. wts @ 1.57 exp. 1 | warrants | 107143 | 357143 | |
| 91704K202 | 91704K202 | urban-gro, Inc. | common | 795414 | 674080 | |
| 999999999 | 999999999 | OncoCyte Corp. @1.53 4/19/27 4 | warrants | 262664 | 3752345 | |
| 92663R105 | 92663R105 | Viemed Healthcare, Inc. (Canad | common | 8369992 | 854875 | |
| 185634102 | 185634102 | Clene Inc. | common | 4399500 | 5000000 | |
| 717098206 | 717098206 | Pfsweb, Inc. | common | 6893000 | 1525000 | |
| 34988N104 | 34988N104 | Forza X1,Inc. | common | 491583 | 334410 | |
| 004468500 | 004468500 | Achieve Life Sciences, Inc. | common | 1414275 | 272500 | |
| 917313108 | 917313108 | Usio,Inc. | common | 2363368 | 1270628 | |
| 00760J108 | 00760J108 | Aehr Test Systems | common | 53073405 | 1286628 | |
| 826598500 | 826598500 | Sigma Labs, Inc. | common | 243527 | 697785 | |
| 74880P104 | 74880P104 | Quipt Home Medical Corp. | common | 1573164 | 294600 | |
| 05637B105 | 05637B105 | Backblaze, Inc. | common | 4763411 | 1100095 | |
| 98420X103 | 98420X103 | X4 Pharmaceuticals, Inc. | common | 194000 | 100000 | |
| 999999999 | 999999999 | Applied DNA Sciences, Inc. @4 | warrants | 95000 | 500000 | |
| 192775965 | 192775965 | Medicenna Therapeutics Corp. | common | 479000 | 1000000 | |
| 773122106 | 773122106 | Rocket Lab USA, Inc. | common | 1212000 | 202000 | |
| 913915104 | 913915104 | Universal Technical Institute, | common | 7760296 | 1123053 | |
| 87357P100 | 87357P100 | Tactile Systems Technology, In | common | 9011921 | 361489 | |
| 07373B109 | 07373B109 | Beam Global | common | 4398750 | 425000 | |
| 999999999 | 999999999 | Turtle Beach Corp. @0 pre-fund | warrants | 6407500 | 550000 | |
| 63886Q109 | 63886Q109 | Natural Gas Services Group, In | common | 7615407 | 769233 | |
| 05366Y201 | 05366Y201 | Aviat Networks, Inc. | common | 1674707 | 50186 | |
| 999999999 | 999999999 | ReShape Lifesc @8=1.5cs or $0 | warrants | 99900 | 90000 | |
| 68375N103 | 68375N103 | OPKO Health, Inc. | common | 2170000 | 1000000 | |
| 453204109 | 453204109 | Impinj, Inc. | common | 29931625 | 333872 | |
| 04523Y105 | 04523Y105 | Aspen Aerogels, Inc. | common | 13109866 | 1661580 | |
| 62459M107 | 62459M107 | Movano, Inc. | common | 1487072 | 1364286 | |
| 54738L109 | 54738L109 | Lovesac Company, The | common | 13924957 | 516696 | |
| 52661A108 | 52661A108 | Leonardo DRS, Inc. | common | 14844566 | 856088 | |
| 87157B103 | 87157B103 | Synchronoss Technologies, Inc. | common | 3297543 | 3549180 | |
| 28252C117 | 28252C117 | Polished.com, Inc. 5/26/22-6/2 | warrants | 79418 | 1223700 | |
| 76119X105 | 76119X105 | Reservoir Media, Inc. | common | 3671562 | 609894 | |
| 000899104 | 000899104 | ADMA Biologics, Inc. | common | 22204841 | 6017572 | |
| 04016X101 | 04016X101 | argenx SE - ADR (Netherlands) | common | 17537850 | 45000 | |
| 36269P104 | 36269P104 | Gaia, Inc. | common | 1708753 | 739720 | |
| 09263B108 | 09263B108 | BlackSky Technology, Inc. | common | 6184190 | 2785671 | |
| 39986L109 | 39986L109 | GrowGeneration Corp. | common | 680000 | 200000 | |
| 00973N102 | 00973N102 | Akoustis Technologies, Inc. | common | 1240200 | 390000 | |
| 157210105 | 157210105 | CEVA, Inc. | common | 11429588 | 447342 | |
| 36870C104 | 36870C104 | Gen Restaurant Group, Inc. | common | 5097000 | 300000 | |
| 74340E103 | 74340E103 | Progyny, Inc. | common | 1967000 | 50000 | |
| 532257805 | 532257805 | LightPath Technologies, Inc. - | common | 2463750 | 1825000 | |
| 63R239101 | 63R239101 | Gambling.com Group Ltd. | common | 10632745 | 1038354 | |
| 999999999 | 999999999 | BlackSky Tech R/R @2.2002 9/8/ | warrants | 2061397 | 2785671 | |
| 69002R103 | 69002R103 | Outbrain, Inc. | common | 1481683 | 301155 | |
| 74316X101 | 74316X101 | Profire Energy, Inc. | common | 2755394 | 2240158 | |
| 525558201 | 525558201 | LeMaitre Vascular, Inc. | common | 15474400 | 230000 | |
| 84833T103 | 84833T103 | Spero Therapeutics, Inc. | common | 555930 | 383400 | |
| 81947T102 | 81947T102 | Shapeways Holdings, Inc. | common | 1165739 | 310037 | |
| 290846203 | 290846203 | EMCORE Corporation | common | 3960404 | 5262296 | |
| 23331S100 | 23331S100 | DHI Group, Inc. | common | 2225230 | 581000 | |
| 09062W204 | 09062W204 | BioLife Solutions, Inc. | common | 1105000 | 50000 | |
| 67080N101 | 67080N101 | Nuvation Bio, Inc. | common | 2565000 | 1425000 | |
| 192775965 | 192775965 | Medicenna Therapeutics, Corp.@ | warrants | 119700 | 1330000 | |
| 29076N206 | 29076N206 | eMagin Corporation | common | 1365537 | 689665 | |
| 68235C107 | 68235C107 | OncoCyte Corporation | common | 3262703 | 14185664 | |
| 74640Y106 | 74640Y106 | Purple Innovation, Inc. | common | 1459500 | 525000 | |
| L6673X107 | L6673X107 | NeoGames S.A. (Luxembourg) | common | 6256602 | 239533 | |
| 999999999 | 999999999 | Ideal Power @2.32 11/13/24 9.9 | warrants | 4198561 | 439180 |