Filling information for Nantahala Capital Management, LLC as Treemap, investor disclosed 115 total holdings based on 2023-03-31 SEC fillings. A list of the exposed holdings
Product description
| CUSIP | Symbol | Name | Title Of Class | Value in 1000's | Amount | |
|---|---|---|---|---|---|---|
| 00289Y206 | 00289Y206 | ABEONA THERAPEUTICS INC | COM NEW | 4028864 | 1428675 | |
| 00444P108 | 00444P108 | ACER THERAPEUTICS INC | COM | 912571 | 1203126 | |
| H0036K147 | H0036K147 | ADC THERAPEUTICS SA | SHS | 1638000 | 840000 | |
| 00773J103 | 00773J103 | AEGLEA BIOTHERAPEUTICS INC | COM | 1321823 | 4558012 | |
| 008064107 | 008064107 | AEROVATE THERAPEUTICS INC | COM | 1916150 | 95000 | |
| 01021X100 | 01021X100 | AKUMIN INC | COM | 1283062 | 1886856 | |
| 02128L106 | 02128L106 | ALTA EQUIPMENT GROUP INC | COMMON STOCK | 9939646 | 627107 | |
| 03062T105 | 03062T105 | AMERICAS CAR-MART INC | COM | 5074985 | 64070 | |
| 03168L105 | 03168L105 | AMNEAL PHARMACEUTICALS INC | COM STK CL A | 695000 | 500000 | |
| 03217L106 | 03217L106 | AMRYT PHARMA PLC | SPONSORED ADS | 11967628 | 820825 | |
| 034569103 | 034569103 | ANEBULO PHARMACEUTICALS INC | COM | 1482112 | 511073 | |
| 03476J107 | 03476J107 | ANGION BIOMEDICA CORP | COM | 540509 | 982743 | |
| 03767D108 | 03767D108 | APOLLO ENDOSURGERY INC | COM | 65224208 | 6575021 | |
| 03835T200 | 03835T200 | APTOSE BIOSCIENCES INC | COM NEW | 3186544 | 4978975 | |
| 05153U107 | 05153U107 | AURA BIOSCIENCES INC | COM | 7827179 | 843446 | |
| 05280R100 | 05280R100 | AUTOLUS THERAPEUTICS PLC | SPON ADS | 14152936 | 7691813 | |
| 05338F207 | 05338F207 | AVALO THERAPEUTICS INC | COM NEW | 1415477 | 808844 | |
| 054754858 | 054754858 | AYTU BIOPHARMA INC | COM | 608346 | 271595 | |
| 05580M108 | 05580M108 | B. RILEY FINANCIAL INC | COM | 1774943 | 62520 | |
| 09075A108 | 09075A108 | BIOVENTUS INC | COM CL A | 5535612 | 5173469 | |
| 05591L107 | 05591L107 | BM TECHNOLOGIES INC | CL A COM | 278826 | 79212 | |
| 146869102 | 146869102 | CARVANA CO | CL A | 1468500 | 150000 | |
| 14888D208 | 14888D208 | CATALYST BIOSCIENCES INC | COM NEW | 33209 | 160430 | |
| 171757107 | 171757107 | CIDARA THERAPEUTICS INC | COM | 6006634 | 4729633 | |
| 192005106 | 192005106 | CODEXIS INC | COM | 21327454 | 5151559 | |
| 22978P106 | 22978P106 | CUE BIOPHARMA INC | COM | 333070 | 93297 | |
| 231269200 | 231269200 | CURIS INC | COM NEW | 137446 | 230614 | |
| 126677103 | 126677103 | CVENT HOLDING CORP | COMMON STOCK | 7064200 | 845000 | |
| 23257D103 | 23257D103 | CYMABAY THERAPEUTICS INC | COM | 15609698 | 1790103 | |
| 23282W605 | 23282W605 | CYTOKINETICS INC | COM NEW | 1055700 | 30000 | |
| 234264109 | 234264109 | DAKTRONICS INC | COM | 1656700 | 292187 | |
| 23725P209 | 23725P209 | DARIOHEALTH CORP | COM NEW | 9964250 | 2418507 | |
| 23331S100 | 23331S100 | DHI GROUP INC | COM | 13247527 | 3414311 | |
| 254604101 | 254604101 | DISC MEDICINE INC | COM | 1897310 | 89538 | |
| 25525P107 | 25525P107 | DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 7274660 | 5388637 | |
| 233377407 | 233377407 | DXP ENTERPRISES INC | COM NEW | 9101383 | 338090 | |
| 26818M108 | 26818M108 | DYNE THERAPEUTICS INC | COM | 2060940 | 178901 | |
| 270087208 | 270087208 | EARGO INC | COM NEW | 252729 | 54002 | |
| 278700109 | 278700109 | EBET INC | COM | 438319 | 1065432 | |
| 28238P109 | 28238P109 | EHEALTH INC | COM | 5134896 | 548600 | |
| 29357K103 | 29357K103 | ENOVA INTL INC | COM | 2365898 | 53250 | |
| G31249108 | G31249108 | ESTABLISHMENT LABS HLDGS INC | COM | 133594118 | 1972160 | |
| 30068X103 | 30068X103 | EXAGEN INC | COM | 322250 | 132613 | |
| 34960Q109 | 34960Q109 | FORTRESS BIOTECH INC | COM | 5672658 | 6917876 | |
| 359616109 | 359616109 | FULCRUM THERAPEUTICS INC | COM | 60904 | 21370 | |
| 36269P104 | 36269P104 | GAIA INC NEW | CL A | 64340 | 23144 | |
| 381013101 | 381013101 | GOLDEN ENTMT INC | COM | 15376826 | 353409 | |
| G4236L120 | G4236L120 | GUARDFORCE AI CO LTD | *W EXP 10/01/202 | 30856 | 154205 | |
| G4412G101 | G4412G101 | HERBALIFE NUTRITION LTD | COM SHS | 9660000 | 600000 | |
| 43283X105 | 43283X105 | HILTON GRAND VACATIONS INC | COM | 18225186 | 410200 | |
| 44916K106 | 44916K106 | HYPERFINE INC | COM CL A | 530520 | 368417 | |
| 45166A102 | 45166A102 | IDEAYA BIOSCIENCES INC | COM | 3480280 | 253480 | |
| 44951N106 | 44951N106 | IDW MEDIA HLDGS INC | CL B | 592226 | 822537 | |
| 44967K104 | 44967K104 | IMAC HLDGS INC | COM | 148731 | 1040075 | |
| 45245E109 | 45245E109 | IMAX CORP | COM | 63364870 | 3303695 | |
| N44445117 | N44445117 | IMMATICS N.V | *W EXP 07/01/202 | 1419985 | 986101 | |
| N44445109 | N44445109 | IMMATICS N.V | SHS | 18964836 | 2748527 | |
| 456237106 | 456237106 | INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 3869072 | 1260284 | |
| 464287655 | 464287655 | ISHARES TR | RUSSELL 2000 ETF | 214265536 | 1201040 | |
| 471871103 | 471871103 | JASPER THERAPEUTICS INC | COM | 3056102 | 1688454 | |
| 48115J109 | 48115J109 | JOURNEY MED CORP | COM | 333400 | 212357 | |
| 492327101 | 492327101 | KEROS THERAPEUTICS INC | COM | 32243581 | 755119 | |
| 514766104 | 514766104 | LIFECORE BIOMEDICAL INC | COM | 734992 | 194700 | |
| 54948X109 | 54948X109 | LUCID DIAGNOSTICS INC | COM | 376796 | 261664 | |
| 54960E104 | 54960E104 | LUCY SCIENTIFIC DISCOVERY IN | COM | 105380 | 95800 | |
| G5698W116 | G5698W116 | LUXFER HLDGS PLC | SHS | 41646467 | 2464288 | |
| 55234L105 | 55234L105 | LYRA THERAPEUTICS INC | COM | 4463868 | 2220830 | |
| 58450V104 | 58450V104 | MEDIAALPHA INC | CL A | 16283155 | 1086993 | |
| 58470H101 | 58470H101 | MEDIFAST INC | COM | 3110100 | 30000 | |
| 590328209 | 590328209 | MERRIMACK PHARMACEUTICALS IN | COM NEW | 2350659 | 191266 | |
| 600544100 | 600544100 | MILLERKNOLL INC | COM | 19100975 | 934033 | |
| 602496101 | 602496101 | MIMEDX GROUP INC | COM | 5214231 | 1529100 | |
| 641288105 | 641288105 | NEUROPACE INC | COM | 1976292 | 425925 | |
| 68404V100 | 68404V100 | OPTINOSE INC | COM | 2798500 | 1450000 | |
| 698884AC7 | 698884AC7 | PAR TECHNOLOGY CORP | NOTE 2.875% 4/1 | 4047740 | 3785000 | |
| 59100U108 | 59100U108 | PATHWARD FINANCIAL INC | COM | 55593903 | 1339935 | |
| 70451X104 | 70451X104 | PAYONEER GLOBAL INC | COM | 9486663 | 1510615 | |
| 70614W100 | 70614W100 | PELOTON INTERACTIVE INC | CL A COM | 36710336 | 3237243 | |
| 71367G102 | 71367G102 | PERELLA WEINBERG PARTNERS | CLASS A COM | 4598167 | 505293 | |
| 72814N104 | 72814N104 | PLAYAGS INC | COM | 3550068 | 496513 | |
| 730541109 | 730541109 | POINT BIOPHARMA GLOBAL INC | COM | 4159829 | 572191 | |
| 74760R113 | 74760R113 | QUALTEK SERVICES INC | *W EXP 02/14/202 | 2921 | 96244 | |
| 75062E106 | 75062E106 | RAFAEL HLDGS INC | COM CL B | 112651 | 72678 | |
| 755408101 | 755408101 | READING INTL INC | CL A | 9411009 | 2895695 | |
| 75704L104 | 75704L104 | RED VIOLET INC | COM | 23070150 | 1310804 | |
| 76200L309 | 76200L309 | REZOLUTE INC | COM NEW | 1477644 | 769606 | |
| 74967X103 | 74967X103 | RH | COM | 18524413 | 76060 | |
| 76680R206 | 76680R206 | RINGCENTRAL INC | CL A | 4220867 | 137622 | |
| 74967R106 | 74967R106 | RMR GROUP INC | CL A | 21566840 | 821907 | |
| 781386305 | 781386305 | RUMBLEON INC | COM CL B | 9483864 | 1564994 | |
| G7T96K107 | G7T96K107 | SCULLY ROYALTY LTD | COM SHS | 2080497 | 310522 | |
| 811292200 | 811292200 | SCYNEXIS INC | COM NEW | 900000 | 300000 | |
| 816212104 | 816212104 | SELECTA BIOSCIENCES INC | COM | 1390000 | 1000000 | |
| 81728J109 | 81728J109 | SENSUS HEALTHCARE INC | COM | 964100 | 185048 | |
| 834203309 | 834203309 | SOLENO THERAPEUTICS INC | COM | 1496639 | 699364 | |
| 784933103 | 784933103 | SPAR GROUP INC | COM | 898586 | 696578 | |
| 78464A698 | 78464A698 | SPDR SER TR | S&P REGL BKG | 2193000 | 50000 | |
| 86272A206 | 86272A206 | STRATA SKIN SCIENCES INC | COM NEW | 4651594 | 4393685 | |
| 86366E106 | 86366E106 | STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 1189500 | 50000 | |
| 87164F105 | 87164F105 | SYNDAX PHARMACEUTICALS INC | COM | 20606890 | 975705 | |
| 877619106 | 877619106 | TAYSHA GENE THERAPIES INC | COM SHS | 1350706 | 1722400 | |
| 87807D111 | 87807D111 | TC BIOPHARM HOLDINGS PLC | *W EXP 02/08/202 | 23506 | 235294 | |
| 872381108 | 872381108 | TELA BIO INC | COM | 2724819 | 256092 | |
| 00258W108 | 00258W108 | THE AARONS COMPANY INC | COM | 2787606 | 288572 | |
| 892918103 | 892918103 | TRANSACT TECHNOLOGIES INC | COM | 376284 | 60789 | |
| 894164102 | 894164102 | TRAVEL PLUS LEISURE CO | COM | 24636377 | 628479 | |
| 89421B109 | 89421B109 | TRAVELCENTERS OF AMERICA INC | COM NEW | 51745165 | 598210 | |
| 90466Y103 | 90466Y103 | UNICYCIVE THERAPEUTICS INC | COM | 1359574 | 647416 | |
| N90064101 | N90064101 | UNIQURE NV | SHS | 69645349 | 3458061 | |
| 91307C102 | 91307C102 | UNITED THERAPEUTICS CORP DEL | COM | 3516172 | 15700 | |
| 92332V107 | 92332V107 | VENTYX BIOSCIENCES INC | COM | 6454478 | 192671 | |
| 92663R105 | 92663R105 | VIEMED HEALTHCARE INC | COM | 15386390 | 1592794 | |
| 92686J106 | 92686J106 | VIKING THERAPEUTICS INC | COM | 3341655 | 200700 | |
| 929566107 | 929566107 | WABASH NATL CORP | COM | 1229500 | 50000 | |
| 98980L101 | 98980L101 | ZOOM VIDEO COMMUNICATIONS IN | CL A | 7384000 | 100000 |