Filling information for ZAZOVE ASSOCIATES LLC as Treemap, investor disclosed 141 total holdings based on 2023-03-31 SEC fillings. A list of the exposed holdings
Product description
| CUSIP | Symbol | Name | Title Of Class | Value in 1000's | Amount | |
|---|---|---|---|---|---|---|
| 852234AJ2 | 852234AJ2 | BLOCK | NOTE 5/0 | 246 | 300000 | |
| 29273V100 | 29273V100 | ENERGY TRANSFER | COM UT LTD PTN | 187 | 15000 | |
| 29786AAN6 | 29786AAN6 | ETSY | NOTE 0.250% 6/1 | 831 | 1000000 | |
| 90290N109 | 90290N109 | USA COMPRESSION PARTNERS | COMUNIT LTDPAR | 3206 | 151715 | |
| 30212PBE4 | 30212PBE4 | EXPEDIA GROUP | NOTE 2/1 | 772 | 860000 | |
| 09061GAK7 | 09061GAK7 | BIOMARIN PHARMACEUTICAL INC | NOTE 1.250% 5/1 | 3898 | 3750000 | |
| 42330P107 | 42330P107 | HELIX ENERGY SOLUTIONS GROUP | COM | 155 | 20000 | |
| 457985AM1 | 457985AM1 | INTEGRA LIFESCIENCES HOLDINGS | NOTE 0.500% 8/1 | 1465 | 1500000 | |
| 00971TAJ0 | 00971TAJ0 | AKAMAI TECHNOLOGIES | NOTE 1.125%10/1 | 6642 | 6585000 | |
| 45569U119 | 45569U119 | INDIE SEMICONDUCTOR | *W EXP 06/10/202 | 1816 | 570145 | |
| 23804LAB9 | 23804LAB9 | DATADOG | NOTE 0.125% 6/1 | 25846 | 23950000 | |
| 731105102 | 731105102 | POLESTAR AUTOMOTIVE | ADS C-1 | 20 | 24495 | |
| 037636107 | 037636107 | APOLLO SENIOR FLOATING RATE | COM | 183 | 14507 | |
| 88331L108 | 88331L108 | BEAUTY HEALTH | COM CL A | 4325 | 342404 | |
| 697435AD7 | 697435AD7 | PALO ALTO NETWORKS | NOTE 0.750% 7/0 | 3363 | 1500000 | |
| 70932AAF0 | 70932AAF0 | PENNYMAC MORTGAGE INVESTMENT TRUST | NOTE 5.500% 3/1 | 278 | 319000 | |
| 48661E108 | 48661E108 | KAYNE ANDERSON NEXTGEN ENERGY & INFRA | COM | 2744 | 357252 | |
| 45245EAJ8 | 45245EAJ8 | IMAX | NOTE 0.500% 4/0 | 1876 | 2000000 | |
| G5380J118 | G5380J118 | LANVIN GROUP | *W EXP 01/14/202 | 273 | 730173 | |
| 64944P307 | 64944P307 | NEW YORK COMMUNITY BANCORP TRUST | UNIT 05/07/2051 | 812 | 20148 | |
| 82452JAB5 | 82452JAB5 | SHIFT4 PAYMENTS | NOTE 12/1 | 1283 | 1100000 | |
| 31738L115 | 31738L115 | FINANCE OF AMERICA COMPANIES | *W EXP 04/08/202 | 62 | 502865 | |
| 13781Y111 | 13781Y111 | CANO HEALTH | *W EXP 06/03/202 | 774 | 5234094 | |
| 387432107 | 387432107 | GRANITE RIDGE RESOURCES | COM | 622 | 105994 | |
| 71639T106 | 71639T106 | PETIQ | COM CL A | 4924 | 430392 | |
| 23248VAB1 | 23248VAB1 | CYBERARK SOFTWARE | NOTE 11/1 | 21228 | 18929000 | |
| 371927104 | 371927104 | GENESIS ENERGY | UNIT LTD PARTN | 231 | 20500 | |
| 70509VAA8 | 70509VAA8 | PEBBLEBROOK HOTEL TRUST | NOTE 1.750%12/1 | 19094 | 22535000 | |
| 009066AB7 | 009066AB7 | AIRBNB | NOTE 3/1 | 4554 | 5190000 | |
| 844741BG2 | 844741BG2 | SOUTHWEST AIRLINES | NOTE 1.250% 5/0 | 61538 | 54140000 | |
| 12653CAG3 | 12653CAG3 | CNX RESOURCES | NOTE 2.250% 5/0 | 3489 | 2500000 | |
| 13781Y103 | 13781Y103 | CANO HEALTH | COM CL A | 23 | 25000 | |
| 530715AL5 | 530715AL5 | LIBERTY INTERACTIVE (TMOBILE BASKET) | DEB 3.750% 2/1 | 44 | 266000 | |
| 45784PAK7 | 45784PAK7 | INSULET CORP | NOTE 0.375% 9/0 | 2994 | 2000000 | |
| 471871111 | 471871111 | JASPER THERAPEUTICS | *W EXP 09/24/202 | 12 | 65456 | |
| 231082801 | 231082801 | CUMULUS MEDIA | COM CL A | 4855 | 1315617 | |
| 404139AG2 | 404139AG2 | INNOVATE | NOTE 7.500% 8/0 | 9979 | 12363000 | |
| 74965L200 | 74965L200 | RLJ LODGING TRUST | CUM CONV PFD A | 274 | 11046 | |
| 126633205 | 126633205 | CVR PARTNERS | COM | 6839 | 76700 | |
| 472145AF8 | 472145AF8 | JAZZ INVESTMENTS I | NOTE 2.000% 6/1 | 40400 | 36360000 | |
| 71639TAB2 | 71639TAB2 | PETIQ | NOTE 4.000% 6/0 | 14634 | 16795000 | |
| 04010LAW3 | 04010LAW3 | ARES CAPITAL | NOTE 4.625% 3/0 | 19042 | 19021000 | |
| G9320Z117 | G9320Z117 | VAHANNA TECH EDGE ACQUISITION | *W EXP 11/30/202 | 7 | 150602 | |
| 866082AA8 | 866082AA8 | SUMMIT HOTEL PROPERTIES | NOTE 1.500% 2/1 | 4321 | 5035000 | |
| 531229AB8 | 531229AB8 | LIBERTY MEDIA (SIRIUS XM BASKET) | NOTE 1.375%10/1 | 12942 | 11999000 | |
| L4135L118 | L4135L118 | FREYR BATTERY | *W EXP 09/01/202 | 986 | 346411 | |
| G6693P114 | G6693P114 | NWTN | *W EXP 12/31/202 | 14 | 64571 | |
| 635309107 | 635309107 | NATIONAL CINEMEDIA | COM | 167 | 1264938 | |
| 31738L107 | 31738L107 | FINANCE OF AMERICA COMPANIES | COM CL A | 132 | 106144 | |
| 62886HAX9 | 62886HAX9 | NCL CORPORATION | NOTE 5.375% 8/0 | 1839 | 1700000 | |
| 298736AL3 | 298736AL3 | EURONET WORLDWIDE | NOTE 0.750% 3/1 | 2689 | 2775000 | |
| 83205YAB0 | 83205YAB0 | SMART GLOBAL HOLDINGS | NOTE 2.250% 2/1 | 1082 | 1000000 | |
| 679295AF2 | 679295AF2 | OKTA | NOTE 0.375% 6/1 | 248 | 290000 | |
| 374275105 | 374275105 | GETTY IMAGES HOLDING | CL A COM | 2046 | 401978 | |
| 70202LAB8 | 70202LAB8 | PARSONS | NOTE 0.250% 8/1 | 39550 | 35675000 | |
| 74623V111 | 74623V111 | PURECYCLE TECHNOLOGIES | *W EXP 03/17/202 | 653 | 210297 | |
| 25400Q113 | 25400Q113 | DIGITAL WORLD ACQUISITION | *W EXP 06/30/202 | 1224 | 384865 | |
| 09255X100 | 09255X100 | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND | COM | 448 | 38276 | |
| 86333MAA6 | 86333MAA6 | STRIDE | NOTE 1.125% 9/0 | 3595 | 3622000 | |
| 51509P111 | 51509P111 | LANDSEA HOMES | *W EXP 01/08/202 | 363 | 2501755 | |
| 67073D102 | 67073D102 | NUVEEN CREDIT STRATEGIES INCOME FUND | COM SHS | 1488 | 291105 | |
| 674599162 | 674599162 | OCCIDENTAL PETROLEUM | COM | 20402 | 500000 | |
| G0567U119 | G0567U119 | ARQIT QUANTUM | *W EXP 09/03/202 | 33 | 89724 | |
| 163092AF6 | 163092AF6 | CHEGG | NOTE 9/0 | 202 | 257000 | |
| 08772B112 | 08772B112 | BETTER WORLD ACQUISITION | *W EXP 11/15/202 | 55 | 539596 | |
| 59064RAA7 | 59064RAA7 | MESA LABORATORIES | NOTE 1.375% 8/1 | 22322 | 23977000 | |
| 96145W111 | 96145W111 | WESTROCK COFFEE | *W EXP 08/29/202 | 6735 | 2765745 | |
| G8656L114 | G8656L114 | TH INTERNATIONAL | *W EXP 09/28/202 | 135 | 277509 | |
| 81141RAG5 | 81141RAG5 | SEA LIMITED | NOTE 0.250% 9/1 | 174 | 220000 | |
| 477839AB0 | 477839AB0 | JOHN BEAN TECHNOLOGIES | NOTE 0.250% 5/1 | 21349 | 23291000 | |
| 18453H106 | 18453H106 | CLEAR CHANNEL HOLDINGS | COM | 4857 | 4047637 | |
| 98954MAG6 | 98954MAG6 | ZILLOW GROUP | NOTE 1.375% 9/0 | 2957 | 2500000 | |
| 29786AAJ5 | 29786AAJ5 | ETSY | NOTE 0.125%10/0 | 3583 | 2500000 | |
| 902252AB1 | 902252AB1 | TYLER TECHNOLOGIES | NOTE 0.250% 3/1 | 25277 | 26389000 | |
| 256163AD8 | 256163AD8 | DOCUSIGN | NOTE 1/1 | 192 | 200000 | |
| 596278AB7 | 596278AB7 | MIDDLEBY | NOTE 1.000% 9/0 | 25134 | 20200000 | |
| 207410AF8 | 207410AF8 | CONMED | NOTE 2.625% 2/0 | 5536 | 4500000 | |
| 51509P103 | 51509P103 | LANDSEA HOMES | COM | 1852 | 305533 | |
| 92203C303 | 92203C303 | VANGUARD ULTRA SHORT BOND | VANGUARD ULTRA | 4924 | 100000 | |
| 74347G887 | 74347G887 | PROSHARES | ULSH 20YRTRE NEW | 1408 | 23100 | |
| 00922RAB1 | 00922RAB1 | AIR TRANSPORT SERVICES GROUP | NOTE 1.125%10/1 | 21243 | 22373000 | |
| 629377CG5 | 629377CG5 | NRG ENERGY | DBCV 2.750% 6/0 | 41032 | 39636000 | |
| G8656L106 | G8656L106 | TH INTERNATIONAL | ORDINARY SHARES | 239 | 58660 | |
| 366505204 | 366505204 | GARRETT MOTION | PFD CONV SER A | 7052 | 801351 | |
| 74348TAT9 | 74348TAT9 | PROSPECT CAPITAL | NOTE 6.375% 3/0 | 2346 | 2382000 | |
| 852234AF0 | 852234AF0 | BLOCK | NOTE 0.125% 3/0 | 1921 | 2000000 | |
| 60937PAD8 | 60937PAD8 | MONGODB | NOTE 0.250% 1/1 | 2582 | 2000000 | |
| 82889N855 | 82889N855 | SIMPLIFY INTEREST RATE HEDGE | SIMPLIFY INTERST | 3193 | 52380 | |
| 784730AB9 | 784730AB9 | SSR MINING | NOTE 2.500% 4/0 | 58880 | 53560000 | |
| 91705J204 | 91705J204 | URBAN ONE CLASS D | CL D NON VTG | 13440 | 2443683 | |
| 361570104 | 361570104 | GDL FUND | COM SH BEN IT | 2786 | 355151 | |
| 05601U105 | 05601U105 | BRC | COM CL A | 705 | 137123 | |
| 10482BAB7 | 10482BAB7 | BRAEMAR HOTELS & RESORTS | NOTE 4.500% 6/0 | 21425 | 23260000 | |
| 42806J148 | 42806J148 | HERTZ GLOBAL | *W EXP 06/30/205 | 1009 | 113190 | |
| 293792107 | 293792107 | ENTERPRISE PRODUCTS PARTNERS | COM | 381 | 14710 | |
| 83417MAD6 | 83417MAD6 | SOLAREDGE TECHNOLOGIES | NOTE 9/1 | 33852 | 26020000 | |
| 29355AAH0 | 29355AAH0 | ENPHASE ENERGY | NOTE 3/0 | 33117 | 32100000 | |
| 697435AF2 | 697435AF2 | PALO ALTO NETWORKS | NOTE 0.375% 6/0 | 4037 | 2000000 | |
| 69553PAB6 | 69553PAB6 | PAGERDUTY | NOTE 1.250% 7/0 | 2836 | 2500000 | |
| 62886HBD2 | 62886HBD2 | NCL CORPORATION | NOTE 1.125% 2/1 | 9462 | 13175000 | |
| 68828E809 | 68828E809 | OSISKO DEVELOPMENT | COM NEW | 2940 | 600000 | |
| 03676B102 | 03676B102 | ANTERO MIDSTREAM | COM | 2360 | 225000 | |
| 55024UAD1 | 55024UAD1 | LUMENTUM HOLDINGS | NOTE 0.500%12/1 | 14170 | 16202000 | |
| 387432115 | 387432115 | GRANITE RIDGE RESOURCES | *W EXP 10/24/202 | 2263 | 3482752 | |
| G6964L115 | G6964L115 | PAYSAFE | *W EXP 03/30/202 | 51 | 546914 | |
| 55087PAB0 | 55087PAB0 | LYFT INC (144A) | NOTE 1.500% 5/1 | 221 | 250000 | |
| 483548AF0 | 483548AF0 | KAMAN | NOTE 3.250% 5/0 | 27944 | 29352000 | |
| 21870UAC0 | 21870UAC0 | CORENERGY INFRASTRUCTURE TRUST | NOTE 5.875% 8/1 | 1024 | 1288000 | |
| 60471A119 | 60471A119 | MIRION TECHNOLOGIES | *W EXP 10/20/202 | 1580 | 981613 | |
| 486606106 | 486606106 | KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND | COM | 4048 | 468507 | |
| 704551AD2 | 704551AD2 | PEABODY ENERGY | NOTE 3.250% 3/0 ADDED | 3042 | 2000000 | |
| 55303JAB2 | 55303JAB2 | MGP INGREDIENTS | NOTE 1.875%11/1 | 31088 | 26517000 | |
| 80013R206 | 80013R206 | SANDSTORM GOLD | COM NEW | 2150 | 370000 | |
| G75529126 | G75529126 | RICE ACQUISITION CORP II A | *W EXP 99/99/999 | 1352 | 920000 | |
| 76680RAH0 | 76680RAH0 | RINGCENTRAL | NOTE 3/1 | 234 | 288000 | |
| 090043AB6 | 090043AB6 | BILL.COM HOLDINGS | NOTE 12/0 | 15567 | 17025000 | |
| 10482B101 | 10482B101 | BRAEMAR HOTELS & RESORTS | COM | 8112 | 2101511 | |
| 92214XAB2 | 92214XAB2 | VAREX IMAGING | NOTE 4.000% 6/0 | 8401 | 7676000 | |
| 91705J105 | 91705J105 | URBAN ONE CLASS A | CL A | 4424 | 585978 | |
| 163086AB7 | 163086AB7 | CHEFS WAREHOUSE | NOTE 1.875%12/0 | 1084 | 1033000 | |
| 8676EP108 | 8676EP108 | SUNOPTA | COM | 2222 | 288539 | |
| 848637AF1 | 848637AF1 | SPLUNK | NOTE 1.125% 6/1 | 1714 | 2000000 | |
| 42330PAK3 | 42330PAK3 | HELIX ENERGY SOLUTIONS GROUP | NOTE 6.750% 2/1 | 9194 | 6704000 | |
| 40637HAD1 | 40637HAD1 | HALOZYME THERAPEUTICS | NOTE 0.250% 3/0 | 8011 | 9443000 | |
| G6293R114 | G6293R114 | MOTIVE CAPITAL | *W EXP 99/99/999 | 19 | 125193 | |
| 252131AK3 | 252131AK3 | DEXCOM INC | NOTE 0.250%11/1 | 23913 | 22277000 | |
| 38148G206 | 38148G206 | GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND | COM | 1907 | 145547 | |
| 060505682 | 060505682 | BANK OF AMERICA | 7.25%CNV PFD L | 12200 | 10486 | |
| 452327AK5 | 452327AK5 | ILLUMINA | NOTE 8/1 | 802 | 820000 | |
| 42805EAB4 | 42805EAB4 | HESKA | NOTE 3.750% 9/1 | 4392 | 3346000 | |
| 78137L113 | 78137L113 | RUMBLE | *W EXP 09/16/202 | 2035 | 896540 | |
| 878155AE0 | 878155AE0 | TEAM | NOTE 5.000% 8/0 | 788 | 871000 | |
| 848637AD6 | 848637AD6 | SPLUNK | NOTE 1.125% 9/1 | 2099 | 2170000 | |
| 345370CZ1 | 345370CZ1 | FORD MOTOR | NOTE 3/1 | 37599 | 37585000 | |
| 22410JAB2 | 22410JAB2 | CRACKER BARREL OLD COUNTRY STORE | NOTE 0.625% 6/1 | 23378 | 25738000 | |
| 48242WAB2 | 48242WAB2 | KBR | NOTE 2.500%11/0 | 2729 | 1250000 | |
| 46434V878 | 46434V878 | BLACKROCK ULTRA SHORTTERM BOND | BLACKROCK ULTRA | 4867 | 96846 | |
| 00971TAL5 | 00971TAL5 | AKAMAI TECHNOLOGIES | NOTE 0.375% 9/0 | 64348 | 69750000 | |
| 124155102 | 124155102 | BUTTERFLY NETWORK | COM CL A | 94 | 50000 | |
| 40131MAB5 | 40131MAB5 | GUARDANT HEALTH | NOTE 11/1 | 6545 | 9735000 | |
| 25470MAD1 | 25470MAD1 | DISH NETWORK | NOTE 2.375% 3/1 | 286 | 323000 |