Explanatory Note Cowen Inc. (the "Company") is filing this Amendment No. Prior to founding BBR, Mr. Barth was in the Equities Division of Goldman Sachs. Ms. Dietze served as the Audit Committee Chair at LaBranche. He began his career as a sales engineer at Mobil Oil Corporation from 1989 to 1991. Mr. Kotler was elected to our Board on June 7, 2010. Ms. Poster was appointed to our Board in April 2019. Mr. Lasota was appointed Chief Financial Officer in November 2009. 8226;We have double-trigger equity vesting in the event of a change in control. &# 8226;We do not pay tax gross-ups on our limited perquisites. &# Mr. Solomon received a portion of his bonus in cash, RSUs, PSAs and deferred cash. Only Mr. Solomon received a deferred cash award in the amount of $ 4,624,860. The Board believes that this helps mitigate the risks inherent in our business. At the maximum performance level, payout in excess of 120% will be settled in cash. ( 7)PSAs awarded on April 1, 2019 will, to the extent earned, vest on December 31, 2021. Therefore, the Board has determined that seven of our eight directors are independent. 4 M4O^1( $@59,/=/%&,]C::8VU0EY[! + ReferencesNo definition available. If there is no historical data in the report, use the filing date. The format of the date is YYYY-MM-DD. It is commonly abbreviated as CIK. The field allows up to 17 characters. Definitions of these categories are stated in Rule 12b-2 of the Exchange Act. 1O8U!R;W!S+V%P&PO M=&AE;64O=&AE;64Q+GAM;%!+ 0(4 Q0 ( .2#GE+82X,7*P8 \'L; 8 M " @0T( ! LastAR=null,Show.showAR=function(a,r,w){if(Show. MU_R[^63^?:*8MZ8NUFL;*1YTAB+618/)Z33K;2Z*UNMC;4N$T-. ?] M*[EZ_G2B88_W1?,-RCY9$2L][+F95L\'!-^2AID92"L8OV9?)F-8X\'%@=YW:X;-A\\4YG/D( M M,. MN(+DGC\'-EF&I9V!W02B?$_G#AHS0 MIE#PP (@D7B ? @,+V7/K4:ET\\&AQ!"*1-W88K4] MUP\\!"\\HE]3[SXX"=N\'88"L0\\1E*)%$L#?[ C;W=N+3(P,C Q,C,Q7VQA8BYX;6Q02P$"% ,4 " #D M@YY2%P9F?%,( #A9@ %0 @ &!&
