FNY Investment Advisers, LLC at 2021-06-30

Filling information for FNY Investment Advisers, LLC as Treemap, investor disclosed 774 total holdings based on 2021-06-30 SEC fillings. A list of the exposed holdings

Product name

Product description

Changed holding value / amount

Details
Total Holding Value, based on SEC fillings over time
CUSIP Symbol Name Title Of Class Value in 1000's Amount
90137F103 90137F103 22ND CENTURY GROUP ORD COM 775 167480
90138Q108 90138Q108 23ANDME HOLDING CL A ORD COM 2 200
90138P209 90138P209 26 CAPITAL ACQUISITION UNT COM 1 100
28250A204 28250A204 890 5TH AVENUE PARTNERS UNT COM 14 1400
003009107 003009107 ABERDEEN ASIA PACIFIC INCOME CF COM 44 10000
00302L108 00302L108 ABERDEEN GLOBAL PREMIER PROPERTIE CF COM 127 20000
003057122 003057122 ABERDEEN INCOME CREDIT STRAT RTS WI COM 0 1500
00326W106 00326W106 ABERDEEN STNDRD GLB INFR INCM NAV CF COM 64 3000
00326L100 00326L100 ABERDEEN TOTAL DYNAMIC DIVIDEND CF COM 71 7000
00439D201 00439D201 ACCELERATE ACQUISITION UNT COM 6 681
G00748106 G00748106 ACON S2 ACQUISITION CL A ORD COM 99 10000
L00849106 L00849106 ADECOAGRO ORD COM 100 10000
000899104 000899104 ADMA BIOLOGICS ORD COM 0 75
007903107 007903107 ADVANCED MICRO DEVICES ORD COM 1 14
00764C109 00764C109 ADVENT CLAYMORE CONV INCOM NAV CF COM 48 2500
G01046104 G01046104 AEA BRIDGES IMPACT CL A ORD COM 51 5300
G01046120 G01046120 AEA BRIDGES IMPACT RED UNT COM 1 100
00775W102 00775W102 AEQUI ACQUISITION CL A ORD COM 341 35000
00109K105 00109K105 AFC GAMMA ORD COM 229 11100
001084102 001084102 AGCO ORD COM 767 5888
00848J104 00848J104 AGILITI ORD COM 19 874
008474108 008474108 AGNICO EAGLE ORD COM 24 400
00853E107 00853E107 AGRIFY CORP COM 145 12210
00938A104 00938A104 AIRGAIN ORD COM 2388 115852
G0190X100 G0190X100 AJAX I CL A ORD COM 19 2050
011659109 011659109 ALASKA AIR GROUP ORD COM 452 7500
014CVR013 014CVR013 ALDER BIOPHARMACEUTICALS CVR COM 50 57600
015351109 015351109 ALEXION PHARMACEUTICALS ORD COM 8898 48439
016255101 016255101 ALIGN TECHNOLOGY ORD COM 39 64
66981N202 66981N202 ALKURI GLOBAL ACQUISITION UNT COM 6 600
019774108 019774108 ALLON THERAPEUTICS ORD COM 0 30000
G0316P114 G0316P114 ALPHA CAPITAL ACQUISITION UNT COM 161 16000
02079K305 02079K305 ALPHABET CL A ORD COM 272 112
02156Y103 02156Y103 ALTITUDE ACQUISITION CL A ORD COM 64 6600
02209S103 02209S103 ALTRIA GROUP ORD COM 47 1000
022276109 022276109 ALUMINUM CHINA ADR REP 25 CL H ORD SPONSORED ADR 438 29644
023111206 023111206 AMARIN ADR REP 1 ORD SPONSORED ADR 52 12100
G037AX101 G037AX101 AMBARELLA ORD COM 479 4500
02364W105 02364W105 AMERICA MOVIL ADR REP 20 SR L ORD SPONSORED ADR 0 1
02376R102 02376R102 AMERICAN AIRLINES GROUP ORD COM 424 20000
030111207 030111207 AMERICAN SUPERCONDUCTOR ORD COM 665 38259
G04415108 G04415108 ANDINA ACQUISITION ORD COM 668 64818
035128206 035128206 ANGLOGOLD ASHANTI ADR REP 1 ORD SPONSORED ADR 155 8374
03524A108 03524A108 ANHEUSER BUSCH ADR REP 1 ORD SPONSORED ADR 288 4000
03676C100 03676C100 ANTERIX ORD COM 2 50
03753U106 03753U106 APELLIS PHARMACEUTICALS INC COM 65 1031
03761U502 03761U502 APOLLO INVESTMENT ORD COM 40 3000
037636107 037636107 APOLLO SENIOR FLOATING RATE CF COM 126 8000
G0411R106 G0411R106 APOLLO STRATEGIC GROW CAP CL A ORD COM 32 3300
037638103 037638103 APOLLO TACTICAL INCOME CF COM 142 9100
03783T103 03783T103 APPHARVEST ORD COM 4 250
037833100 037833100 APPLE ORD COM 1232 9000
038222105 038222105 APPLIED MATERIAL ORD COM 311 2190
03831W108 03831W108 APPLOVIN CL A ORD COM 15 210
03842K200 03842K200 AQUABOUNTY TECHNOLOG ORD COM 0 100
03938L203 03938L203 ARCELORMITTAL ADR COM 38 1229
G0457F107 G0457F107 ARCOS DORADOS HOLDINGS CL A ORD COM 51 8600
G33032114 G33032114 ARES ACQUISITION UNT COM 9 900
04010L103 04010L103 ARES CAPITAL ORD COM 58 3000
04014F102 04014F102 ARES DYNAMIC CREDIT ALLOCATION CF COM 113 7000
G053A3104 G053A3104 ARGO BLOCKCHAIN ORD COM 50 30000
00214Q104 00214Q104 ARK INNOVATION ETF COM 1307 10000
L0423Q108 L0423Q108 ARRIVAL ORD COM 1281 81750
G05155109 G05155109 ASCENDANT DIGITAL ACQUISITI CL A ORD COM 4 500
04367G103 04367G103 ASENSUS SURGICAL ORD COM 50 15837
044103877 044103877 ASHFORD HOSPITALITY REIT ORD COM 0 100
04530L203 04530L203 ASPEN GROUP ORD COM 200 30737
00217D100 00217D100 AST SPACEMOBILE CL A ORD COM 51 3943
04650Y100 04650Y100 AT HOME GROUP ORD COM 736 20000
00206R102 00206R102 AT&T ORD COM 32 1120
N0731H103 N0731H103 ATAI LIFE SCIENCES ORD COM 0 50
049284102 049284102 ATLAS CREST INVESTMENT CL A ORD COM 117 11790
049287204 049287204 ATLAS CREST INVESTMENT II UNT COM 7 735
05156X884 05156X884 AURORA CANNABIS ORD COM 160 17762
05277X102 05277X102 AUTOGRILL SPA UNSPONSORED ITALY ADR (PNK) SPONSORED ADR 14 1400
052800109 052800109 AUTOLIV ORD COM 48 500
053484101 053484101 AVALONBAY COMMUNITIES REIT ORD COM 2 14
05508R106 05508R106 B AND G FOODS ORD COM 104 3201
05601V202 05601V202 B. RILEY PRINCIPAL 150 MERGER CORP COM 202 20000
05614L209 05614L209 BABCOCK AND WILCOX ENTERPRISES ORD COM 515 65455
05961W105 05961W105 BANCO MACRO ADR REP TEN CL B ORD SPONSORED ADR 15 1000
06684L103 06684L103 BAOZUN ADR REP 3 ORD SPONSORED ADR 124 3500
06747R477 06747R477 BARCLAYS IPTH SRS B S&P SHRT TRM ETN COM 1404 47700
06760L100 06760L100 BARINGS GLOBAL SHORT DURTN HY CF COM 59 3500
067901108 067901108 BARRICK GOLD ORD COM 258 12500
073463101 073463101 BEACHBODY COMPANY CL A ORD COM 242 23300
07373B109 07373B109 BEAM GLOBAL ORD COM 3902 101871
075896100 075896100 BED BATH AND BEYOND ORD COM 165 4986
077347300 077347300 BEL FUSE CL B ORD COM 7 500
07987E101 07987E101 BELLROCK BRANDS ORD (CNX) COM 9 191383
08179B129 08179B129 BENESSERE CAPITAL ACQUISITION RTS COM 38 102517
08771Y303 08771Y303 BETTER CHOICE COMPANY ORD COM 215 50000
08772B104 08772B104 BETTER WORLD ACQUISITION ORD COM 185 18510
08772B203 08772B203 BETTER WORLD ACQUISITION UNT COM 5 500
08862E109 08862E109 BEYOND MEAT ORD COM 236 1500
05545E209 05545E209 BHP GROUP ADR REP 2 ORD SPONSORED ADR 43 724
092508100 092508100 BLACKROCK CREDIT ALLOCATION INCME CF COM 140 9000
092501105 092501105 BLACKROCK ENHANCED GLOBAL DIV CF COM 62 5000
09255X100 09255X100 BLACKROCK FLOAT RATE INC CF COM 79 6000
091941104 091941104 BLACKROCK FLOATING RATE INM CF COM 128 10000
09260E105 09260E105 BLACKROCK HEALTH SCIENCES TRST II CF COM 72 2500
09249W101 09249W101 BLACKROCK LIMITED DURATION INCOME CF COM 59 3500
09257P105 09257P105 BLACKROCK MUNCPL 2030 TARGET TERM CF COM 131 5000
09254E103 09254E103 BLACKROCK MUNIYIELD QUALITY III CF COM 89 6000
09260K101 09260K101 BLACKROCK SCIENCE AND TECH II NAV CF COM 58 1400
09248X100 09248X100 BLACKROCK TAXABL MUNI BND CF COM 90 3500
09257D102 09257D102 BLACKSTONE LONG SHORT CREDIT INCM CF COM 75 5000
09257R101 09257R101 BLACKSTONE STRATEGIC CREDIT CF COM 125 9000
09581B103 09581B103 BLUE OWL CAPITAL CL A ORD COM 38 3000
G1195N105 G1195N105 BLUESCAPE OPPORTUNITIES ACQ CL A ORD COM 10 1050
101507101 101507101 BOULDER GROWTH AND INCOME CF COM 165 12200
103085106 103085106 BOWX ACQUISITION CL A ORD COM 2 200
055622104 055622104 BP ADR EACH REPSTNG SIX ORD SPONSORED ADR 2 100
10537L104 10537L104 BRANDYWINE GLOBAL INCM OPRTNTS CF COM 75 6000
105736102 105736102 BRAXIA SCIENTIFIC ORD COM 11 44400
106762107 106762107 BREEZE HOLDINGS ACQISTN ORD COM 6 630
106762123 106762123 BREEZE HOLDINGS ACQUISTN RTS COM 0 300
G1355U113 G1355U113 BRIDGETOWN HOLDINGS CL A ORD COM 1876 185422
G1643W111 G1643W111 BRILLIANT ACQUISITION ORD COM 17 1760
G1643W137 G1643W137 BRILLIANT ACQUISITION RTS COM 3 8888
G1739V100 G1739V100 BROADSTONE ACQUISITION CL A ORD COM 412 41737
112463104 112463104 BROOKDALE SENIOR LIVING ORD (NYS) COM 1 150
115637100 115637100 BROWN FORMAN CL A ORD COM 10 150
11778X104 11778X104 BTRS HOLDINGS CL 1 ORD COM 126 10000
G16962105 G16962105 BUNGE ORD COM 55 727
12122L101 12122L101 BURGERFI INTERNATIONAL ORD (NMS) COM 2 226
05606L100 05606L100 BYD COMPANY ADR (PNK) SPONSORED ADR 600 10000
12448X201 12448X201 BYRNA TECHNOLOGIES ORD COM 5703 251026
12468P104 12468P104 C3 AI CL A ORD COM 3 60
12510W107 12510W107 CA HEALTHCARE ACQUISITION CL A ORD COM 3 400
128125101 128125101 CALAMOS STRATEGIC TOTAL RETURN CF COM 54 3000
13123X508 13123X508 CALLON PETROLEUM ORD COM 91 1582
13321L108 13321L108 CAMECO ORD COM 47 2500
13781Y103 13781Y103 CANO HEALTH CL A ORD COM 42 3500
138006309 138006309 CANON ADR REP ORD SPONSORED ADR 1249 55196
138035100 138035100 CANOPY GROWTH ORD COM 2 104
140501107 140501107 CAPITAL SOUTHWEST ORD COM 92 4000
14064F100 14064F100 CAPITOL INVESTMENT CORP V COM 8 900
14064F209 14064F209 CAPITOL INVESTMENT V UNT COM 1 100
G1890L107 G1890L107 CAPRI HOLDINGS ORD COM 228 4000
14070Y101 14070Y101 CAPSTAR SPECIAL PURPOSE ACQ CL A ORD COM 3 400
142552108 142552108 CARLOTZ CL A ORD COM 928 170000
143658300 143658300 CARNIVAL ORD COM 380 14450
14817C107 14817C107 CASSAVA SCIENCES ORD COM 78 921
G1962Y128 G1962Y128 CATCHA INVESTMENT UNT COM 99 10000
149568107 149568107 CAVCO INDUSTRIES ORD COM 529 2381
G3166T129 G3166T129 CC NEUBERGER PRINCIPAL HLDG UNT COM 5 505
G3166T103 G3166T103 CC NEUBERGER PRINCIPAL HOLD CL A ORD COM 447 45275
15117F500 15117F500 CELLECTAR BIOSCIENCES ORD COM 262 220321
151290889 151290889 CEMEX ADR REP 10 PAR CRTFCT SPONSORED ADR 1344 160000
153527205 153527205 CENTRAL GARDEN AND PET CL A ORD COM 193 4000
G2040C104 G2040C104 CERBERUS TELECOM ACQ CL A ORD COM 65 6587
156734105 156734105 CERES ACQUISITION CL A ORD COM 480 47563
12520T102 12520T102 CF ACQUISITION IV CL A ORD COM 13 1400
12520T201 12520T201 CF ACQUISITION IV UNT COM 84 8400
12529D108 12529D108 CF FINANCE ACQUISITION III ORD COM 37 3872
125269100 125269100 CF INDUSTRIES HOLDINGS ORD COM 584 11376
15912K100 15912K100 CHANGE HEALTHCARE ORD COM 2 130
159610104 159610104 CHARGE ENTERPRISES ORD COM 159 40000
15961R105 15961R105 CHARGEPOINT HOLDINGS CL A ORD COM 260 7500
166764100 166764100 CHEVRON ORD COM 10 100
169373107 169373107 CHINA CF COM 52 1705
169396108 169396108 CHINA INDUSTRIAL GROUP ORD (PNK) COM 3 1397637
16941R108 16941R108 CHINA PETRO & CHEM ADR REP 100 H ORD SPONSORED ADR 306 6000
12558Y106 12558Y106 CHP MERGER CL A ORD COM 43 4410
171439102 171439102 CHURCHILL CAPITAL IV CORP COM 212 7370
17144T107 17144T107 CHURCHILL CAPITAL V CORP COM 2 200
17144M201 17144M201 CHURCHILL CAPITAL VII UNT COM 109 10900
125525584 125525584 CIM COMMERICAL TRUST ORD COM 13 1500
171871502 171871502 CINCINNATI BELL ORD COM 6 410
125581801 125581801 CIT GROUP ORD COM 149 2900
G21513109 G21513109 CITIC CAPITAL ACQUISITION CL A ORD COM 1 200
172967424 172967424 CITIGROUP ORD COM 10 150
18452B209 18452B209 CLEANSPARK ORD COM 1642 98693
18467V109 18467V109 CLEAR SECURE CL A ORD COM 48 1200
18469Q207 18469Q207 CLEARBRDG MLP AD MDSTR TL RTN NAV CF COM 50 2000
18469P209 18469P209 CLEARBRIDGE ENRGY MDSTRAM OPP NAV CF COM 80 3500
184692200 184692200 CLEARBRIDGE MLP AND MIDSTREAM NAV CF COM 58 2000
18914U100 18914U100 CLOUDERA ORD COM 1 100
18913Y129 18913Y129 CLOUGH GLBL DIVIDND AND INCM RTS COM 0 2500
18913Y103 18913Y103 CLOUGH GLOBAL DIVIDEND AND INCOME CF COM 76 7000
18914C100 18914C100 CLOUGH GLOBAL EQUITY CF COM 73 5000
18914C126 18914C126 CLOUGH GLOBAL EQUITY RTS COM 0 2500
18914E106 18914E106 CLOUGH GLOBAL OPPORTUNITIES CF COM 1 150
18914E122 18914E122 CLOUGH GLOBAL OPPORTUNITIES RTS COM 0 2500
18914F103 18914F103 CLOVER HEALTH INVESTMENTS CL A ORD COM 16 1261
N20944109 N20944109 CNH INDUSTRIAL ORD COM 364 21800
19249B106 19249B106 COHEN MLP INCOME AND ENERGY OPP CF COM 10 2500
19247L106 19247L106 COHEN STEERS QUAL INCOME REALTY CF COM 78 5000
19247X100 19247X100 COHEN STEERS REIT PREFER INCOME CF COM 81 3000
G23726105 G23726105 COHN ROBBINS HOLDINGS CL A ORD COM 5 600
G23726121 G23726121 COHN ROBBINS HOLDINGS UNT COM 12 1230
192576106 192576106 COHU ORD COM 334 9093
19260Q107 19260Q107 COINBASE GLOBAL CL A ORD COM 156 618
M2R51X116 M2R51X116 COLLPLANT BIOTECHNOLOGIES ORD COM 84 4000
204166102 204166102 COMMVAULT SYSTEMS ORD COM 164 2102
20451W101 20451W101 COMPASS PATHWAYS ADR COM 95 2500
204833206 204833206 COMPUTE HEALTH ACQUISITION UNT COM 81 8000
205650203 205650203 COMSOVEREIGN HOLDING ORD COM 222 96000
206071102 206071102 CONCORD ACQUISITION CL A ORD COM 0 100
20676Y403 20676Y403 CONDOR HOSPITALITY ORD COM 32 5329
209115104 209115104 CONSOLIDATED EDISON ORD COM 21 300
212873103 212873103 CONX CL A ORD COM 24 2525
G2425N105 G2425N105 CORNER GROWTH ACQU CL A ORD COM 41 4300
21924B302 21924B302 CORNERSTONE STRATEGIC VALUE CF COM 340 29339
21924U300 21924U300 CORNERSTONE TOTAL RETURN CF COM 283 25000
22041X102 22041X102 CORSAIR GAMING ORD COM 46 1384
22160N109 22160N109 COSTAR GROUP ORD COM 1367 16520
222070203 222070203 COTY CL A ORD COM 281 30200
G2554Y112 G2554Y112 COVA ACQUISITION UNT COM 370 36718
G2519Y108 G2519Y108 CREDICORP ORD COM 363 3000
12626K203 12626K203 CRH ADR REPSG 1 ORD SPONSORED ADR 52 1023
22717L101 22717L101 CRONOS GROUP ORD COM 3 395
228339206 228339206 CROWN ELECTROKINETICS ORD COM 1680 397399
23126M102 23126M102 CURALEAF HOLDINGS SUB VOT ORD COM 12 900
N2451R105 N2451R105 CUREVAC N V ORD COM 73 1000
231631300 231631300 CUSHING MLP INFRA TOTL RTRN CF COM 88 3000
126638105 126638105 CVRX ORD COM 42 1500
23256X100 23256X100 CYBIN ORD COM 66 32800
23305Q106 23305Q106 D AND Z MEDIA ACQUISITION CL A ORD COM 0 100
23331A109 23331A109 D R HORTON ORD COM 4 50
G2614K110 G2614K110 D8 HOLDINGS CL A ORD COM 52 5300
23703Q203 23703Q203 DAQO NEW ENERGY ADR REP 5 ORD SPONSORED ADR 143 2200
238337109 238337109 DAVE BUSTERS ENTERTAINMENT ORD COM 6 150
24279D105 24279D105 DECARBONIZATION PLS ACQ III CL A ORD COM 2111 203650
242794105 242794105 DECARBONIZATION PLS ACQU II CL A ORD COM 2 300
242797108 242797108 DECARBONIZATION PLUS ACQ CL A ORD COM 1274 123639
G27029126 G27029126 DEEP LAKE CAPITAL ACQUISITION UNT COM 112 11100
244199105 244199105 DEERE ORD COM 1846 5236
246107106 246107106 DELAWARE IVY HIGH INCOME OPPORT CF COM 108 7730
24703L202 24703L202 DELL TECHNOLOGIES CL C ORD COM 498 5000
247361702 247361702 DELTA AIR LINES ORD COM 327 7575
25058X105 25058X105 DESKTOP METAL CL A ORD COM 236 20620
23292E108 23292E108 DIDI GLOBAL 4 ADR CL A ORD SPONSORED ADR 198 14046
25382P208 25382P208 DIGITAL ALLY ORD (NMS) COM 0 100
254067101 254067101 DILLARDS CL A ORD COM 59 330
25470F302 25470F302 DISCOVERY SRS C ORD COM 12 420
233278100 233278100 DMY TECHNOLOGY GROUP CL A ORD COM 4109 384452
256746108 256746108 DOLLAR TREE ORD COM 7 72
258622109 258622109 DOUBLELINE INCOME SOLUTIONS CF COM 54 3000
25862D105 25862D105 DOUBLELINE YIELD OPPORTUNITIES CF COM 80 4000
25862V105 25862V105 DOUBLEVERIFY HOLDINGS ORD COM 334 7900
26210C104 26210C104 DROPBOX CL A ORD COM 121 4000
233331107 233331107 DTE ENERGY ORD COM 5955 54010
233331115 233331115 DTE ENERGY ORD WI COM 299 2700
265334102 265334102 DUNE ACQUISITION CL A ORD COM 1 200
265334201 265334201 DUNE ACQUISITION UNT COM 15 1550
26873Y104 26873Y104 E MERGE TECHNOLOGY ACQUISIT CL A ORD COM 170 17500
269808101 269808101 EAGLE POINT CREDIT CF COM 67 5000
274681105 274681105 EAST RESOURCES ACQUISITION CL A ORD COM 154 15801
274681204 274681204 EAST RESOURCES ACQUISITION COMPA UNT COM 5 500
278277108 278277108 EATON VANCE ENHANCED EQTY INCM II CF COM 81 3500
27828H105 27828H105 EATON VANCE LIMITED DURATION INCM CF COM 106 8000
27828U106 27828U106 EATON VANCE TX ADVNT GLBL DVD OPP CF COM 87 3000
28027J108 28027J108 EDGEWATER BANCORP ORD COM 142 3688
26853E102 26853E102 EHANG HOLDINGS ADR (NMS) COM 17 400
28238M205 28238M205 EHAVE ORD COM 5 125000
284CVR016 284CVR016 ELANCO ANIMAL HEALTH CVR COM 3 100
284849205 284849205 ELECTRAMECCANICA VEHS ORD COM 0 100
G3R39W102 G3R39W102 EMPOWER CL A ORD COM 365 36560
292671708 292671708 ENERGY FUELS ORD (ASE) COM 0 100
29275X104 29275X104 ENERTECK ORD (PNK) COM 0 7500
M4130Y106 M4130Y106 ENLIVEX THERAPEUTICS ORD COM 1 130
29405E109 29405E109 ENVERIC BIOSCIENCES ORD COM 7 3040
29408N205 29408N205 ENVIRONMENTAL IMPACT ACQUISITION UNT COM 51 5000
26884U109 26884U109 EPR PROPERTIES REIT ORD COM 210 4000
29465E106 29465E106 EQUITY DISTRIBUTION ACQU CL A ORD COM 45 4600
29465E205 29465E205 EQUITY DISTRIBUTION ACQUISITION UNT COM 5 550
26924G508 26924G508 ETFMG ALTERNATIVE HARVEST ETF COM 1 70
30158L100 30158L100 EXECUTIVE NETWORK PARTNER CL A ORD COM 117 12100
30162V409 30162V409 EXELA TECHNOLOGIES ORD COM 30 12700
302046107 302046107 EXFO SUBORDINATE VOTING ORD COM 29 5000
30219E103 30219E103 EXPRESS ORD COM 33 5085
30227V105 30227V105 EXTREME VEHICLE BATTERY TECH ORD COM 8 30000
30231G102 30231G102 EXXON MOBIL ORD COM 113 1800
30303M102 30303M102 FACEBOOK CL A ORD COM 1373 3950
30606L108 30606L108 FALCON CAPITAL ACQUISITION CL A ORD (NMS) COM 0 306
30734W109 30734W109 FAR PEAK ACQUISITION CL A ORD COM 3 400
311875108 311875108 FAST ACQUISITION CL A ORD COM 1 100
313586794 313586794 FDRL NTNL MRTGG ASCTN SRS O PRF COM 57 15525
313586109 313586109 FEDERAL NATIONAL MORTGAGE ORD COM 38 24900
313400673 313400673 FEDERL HOME LOAN MRTG 5.57 PERP PRF COM 27 15979
30259V106 30259V106 FG NEW AMERICA ACQ CL A ORD COM 347 34000
316500107 316500107 FIDUS INVESTMENT ORD COM 85 5000
31656R102 31656R102 FIELD TRIP HEALTH ORD COM 83 14800
31810Q107 31810Q107 FINTECH ACQUISITION V CL A ORD COM 1 160
33739M100 33739M100 FIRST MLP ENERGY FUND ORD SHARES COM 46 7785
337319107 337319107 FIRST TRST ABERDEEN GLBL OPP INCM CF COM 40 4000
33738E109 33738E109 FIRST TRUST HIGH INCOME LONG SHRT CF COM 70 4500
33733G109 33733G109 FIRST TRUST SPCLTY FIN OPPTNTS CF COM 137 33992
33813J106 33813J106 FISKER CL A ORD COM 203 10556
339041105 339041105 FLEETCOR TECHNOLOGIES ORD (NYS) COM 19 77
34354P105 34354P105 FLOWSERVE ORD COM 50 1264
34385P108 34385P108 FLUIDIGM ORD COM 98 16025
344057302 344057302 FLUX POWER HOLDINGS ORD COM 2543 218721
34431F104 34431F104 FOLEY TRASIMENE ACQ CL A ORD COM 4 496
34552Y106 34552Y106 FORESIGHT ACQUISITION CL A ORD COM 247 25000
34959J108 34959J108 FORTIVE ORD COM 348 5000
G36427113 G36427113 FORTRESS CAPITAL ACQUISITION UNT COM 70 7050
34964G107 34964G107 FORTRESS VALUE ACQUISITION III CORP COM 1 200
34964G206 34964G206 FORTRESS VALUE ACQUISITION UNT COM 13 1400
35137L204 35137L204 FOX CL B ORD COM 11 320
355145103 355145103 FRANKLIN UNIVERSAL CF COM 82 10000
35671D857 35671D857 FREEPORT MCMORAN ORD COM 0 20
35803L108 35803L108 FREQUENCY THERAPEUTICS ORD COM 2 250
G3682E192 G3682E192 FRONTLINE ORD COM 0 100
33740D107 33740D107 FT DYNAMIC EUROPE EQUITY INCOME CF COM 42 3197
G3728Y129 G3728Y129 FTAC HERA ACQUISITION UNT COM 5 500
30283R402 30283R402 FTE NETWORKS ORD COM 5 4000
35952H601 35952H601 FUELCELL ENERGY ORD COM 2 300
359664109 359664109 FULGENT GENETICS ORD COM 123 1337
36118H105 36118H105 FUSION ACQUISITION CL A ORD (NYS) COM 2 250
362397218 362397218 GABELLI EQUITY TRUST RTS COM 0 1000
36246K103 36246K103 GABELLI HEALTHCARE & WELLNESSRX TRUST COM 94 7000
G3770A102 G3770A102 GALILEO ACQUISITION ORD COM 1 100
36467W109 36467W109 GAMESTOP CL A ORD COM 0 1
36257Y109 36257Y109 GAOTU TECHEDU 3 ADR REP TWO CL A ORD SPONSORED ADR 5 350
Y2687W124 Y2687W124 GASLOG PRTN CUM RED PERP SRS B PRF COM 82 3423
G3777B103 G3777B103 GEELY AUTOMOBILE HOLDINGS ORD (PNK) COM 54 17285
369604103 369604103 GENERAL ELECTRIC ORD COM 336 25000
G3934V109 G3934V109 GENESISINTMEDIA ORD (PNK) COM 5 300
37229R305 37229R305 GENIUS PRODUCTS ORD COM 0 122
37247D106 37247D106 GENWORTH FINANCIAL CL A ORD COM 3 800
37518G200 37518G200 GIGCAPITAL4 UNT COM 3 300
37954Y855 37954Y855 GLOBAL X LITHIUM BATTERY TECH ETF COM 253 3500
378973408 378973408 GLOBALSTAR VTG ORD COM 62 35437
379582109 379582109 GLOBIS ACQUISITION ORD COM 7 700
362019101 362019101 GO ACQUISITION CL A ORD COM 35 3680
38059T106 38059T106 GOLD FIELDS ADR REP 1 ORD SPONSORED ADR 2438 273993
380799205 380799205 GOLDEN ARROW MERGER UNT COM 0 100
38102H109 38102H109 GOLDEN FALCON ACQUISITION CL A ORD COM 23 2409
38147U107 38147U107 GOLDMAN SACHS BDC ORD COM 39 2000
38148G206 38148G206 GOLDMAN SACHS MLP ENERGY RENSANC ORD COM 114 10000
38173M102 38173M102 GOLUB CAPITAL BDC ORD COM 30 2000
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382873206 382873206 GORES METROPOULOS II UNT COM 0 80
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46131H107 46131H107 INVESCO SNR INCOME CF COM 133 30000
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46265P107 46265P107 IPOWER ORD COM 15 2187
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464288224 464288224 ISHARES GLOBAL CLEAN ENERGY ETF (NMS) COM 6 260
464286103 464286103 ISHARES MSCI AUSTRALIA ETF COM 40 1543
464286640 464286640 ISHARES MSCI CHILE ETF COM 57 2000
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46435G334 46435G334 ISHARES MSCI UNITED KINGDOME ETF COM 40 1229
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46428Q109 46428Q109 ISHARES SILVER TRUST ETF COM 9 400
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46590V100 46590V100 JBG SMITH PROPERTIES ORD COM 49 1581
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49006L203 49006L203 KENSINGTON CAPITAL ACQU II UNT COM 0 50
482504107 482504107 KHOSLA VENTURES ACQUISITION CL A ORD COM 0 100
494577109 494577109 KINDRED BIOSCIENCES ORD COM 0 100
497634105 497634105 KIROMIC BIOPHARMA ORD COM 288 60000
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48249T106 48249T106 KKR INCOME OPPORTUNITIES CF COM 270 16228
49878L208 49878L208 KLUDEIN I ACQUISITION UNT COM 19 1950
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500458401 500458401 KOMATSU ADR (PNK) SPONSORED ADR 1197 48270
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52473X106 52473X106 LEGATO MERGER ORD COM 250 25000
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53804W205 53804W205 LIVE OAK ACQUISITION UNT COM 1 100
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543354104 543354104 LONGWEI PETROLEUM INVEST HOLDING ORD COM 0 5000
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57636Q104 57636Q104 MASTERCARD CL A ORD COM 2 8
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57772K101 57772K101 MAXIM INTEGRATED PRODUCTS ORD COM 5584 53000
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61744H105 61744H105 MORGAN STANLEY EMERGING MKT DEBT CF COM 65 7000
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62477L107 62477L107 MUDRICK CAPITAL ACQUISTN II CL A ORD COM 580 46550
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64082X203 64082X203 NERVGEN PHARMA ORD COM 25 20000
64129H104 64129H104 NEUBERGR BRM MLP AND ENR INCM NAV CF COM 100 20000
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76882B108 76882B108 RIVERNORTH SPECIALTY FINANCE NAC CF COM 49 2500
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83416M105 83416M105 SLR SENIOR INVESTMENT ORD COM 45 3000
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83175M205 83175M205 SMITH NEPHEW ADR REP 2 ORD SPONSORED ADR 1106 25471
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G8354H126 G8354H126 SOARING EAGLE ACQUISITION CL A ORD COM 11052 1109700
G8354H100 G8354H100 SOARING EAGLE ACQUISITION UNT COM 3 300
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G8253U103 G8253U103 SOCIAL CAP SUVRETTA HLD II CL A ORD COM 1 100
G8251L121 G8251L121 SOCIAL CAPITAL HEDOSOPHIA VI UNT COM 1 100
83363K201 83363K201 SOCIAL LEVERAGE ACQUISI UNT COM 8 900
83364L109 83364L109 SOCIETE GENERALE FRANCE SPONSORE ADR (PNK) SPONSORED ADR 180 30000
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78463V107 78463V107 SPDR GOLD SHARES ETF COM 86 520
78462F103 78462F103 SPDR S&P 500 ETF COM 487 1140
84741T104 84741T104 SPECIAL OPPORTUNITIES CF COM 75 5000
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G8372A111 G8372A111 SPORTS VENTURES ACQUISITION CORP COM 4 444
85236Q109 85236Q109 STABLE ROAD ACQUISITION CL A ORD COM 86 6234
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85521J109 85521J109 STARBOARD VALUE ACQUISITION CL A ORD COM 3 300
85858U107 85858U107 STEM HLDGS ORD COM 20 55234
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860897107 860897107 STITCH FIX CL A ORD COM 180 3000
G85158106 G85158106 STONECO CL A ORD COM 0 10
86562M209 86562M209 SUMITOMO MIT ADR REP 1/5TH OF ORD SPONSORED ADR 310 45000
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86771W105 86771W105 SUNRUN ORD COM 37 675
M87095119 M87095119 SUPERCOM ORD COM 1 1300
86846V108 86846V108 SUPERNOVA PARTNERS ACQ CO CL A ORD COM 507 51063
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